Job Search Results for "Nasd Series 7" Jobs

Citizens Financial Group | Southfield, MI

Responsibilities Manage, coach and supervise a team of 20 +/- Financial Consultants in an assigned market or region. Participate in the recruitment and selection of assigned team. Create strong partnerships with internal colleagues, provide NASD supervision, auditing, reporting and results for team r...

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Mony Group | Troy, MI

Branch Controls Specialist - Great Lakes Business Unit: AXA Advisors Location: MI, Troy Last Updated: 04/19/2012 Job Description: Just don't have a career. Shape it. and Enjoy it. AXA Equitable is a global leader in the financial protection industry, committed to fostering and maintaining ...

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JPMorgan Chase | San Marcos, CA

Title: Financial Advisor Associate- San Marcos, CA Location: US-CA-San Marcos-WM4832 San Marcos / 43916 As a Chase Retail Investment Services Financial Advisor Associate, you will acquire and deepen relationships with clients through comprehensive needs based selling of Investment products within o...

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NEXT Financial Group, Inc. | Houston, TX

of operations. 5% 7) Supervises the Investment... skills. Current Series 24, 7 and 63 NASD licenses. b) Bachelor’s degree preferred. Must obtain Series 4... ...

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NEXT Financial Group, Inc. | Houston, TX

7. Strong interpersonal, diplomatic, verbal and written communication skills are critical. 8. Current Series 7, 24, 63 and 65/66 NASD licenses. DESIRED 1... ...

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ATEL Capital Group | San Francisco, CA

Corporation, a member of the NASD, raises equity to... marketing or communications preferred). •NASD Series 22 or 7 & 63 Since 1977, ATEL Capital Group... ...

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Financial Services Company | New York, NY

communication skills; confidence interacting with all levels of management. NASD Series 7, 24 and 63, highly desirable or the ability to obtain within 3 months... ...

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Bainbridge | San Diego, CA

serve client needs Qualifications: • 5-7 years of experience • MBA preferred • NASD license: series 7, 63 and 24 preferred • Ability to independently manage... ...

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ATEL Capital Group | San Francisco, CA

marketing or communications preferred). - NASD Series 22 or 7 & 63 required. Since 1977, ATEL Capital... com - Required Registrations:Series 7; Series 63;...

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Financial Services Company | New York, NY

should have minimum of a bachelor's degree. MBA or JD a plus. NASD registrations (e.g. Series 7, 63, 24) desirable; Past or current product compliance work... ...

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