Job Search Results for "Regulatory Compliance Attorney" Jobs

Financial Industry Regulatory Authority, Inc. | Washington, DC

Title: Attorney - Oversight Liaison & Counsel - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Attorney opening in Washington, DC . To be considered for this position, please submit your resume...

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Financial Industry Regulatory Authority, Inc. | San Francisco, CA

Title: Compliance Examiner - Member Regulation - San Francisco, CA Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for ourCompliance Examiner opening inSan Francisco, CA. To be considered for this position, please submit ...

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Financial Industry Regulatory Authority, Inc. | Kansas City, MO

Title: Compliance Examiner - Member Regulation - Kansas City, MO Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Kansas City, MO . To be considered for this position, please submit y...

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Novinium | Federal Way, WA

preparation with outside attorney Manage state contractor licensing process Manage customer qualification requirements Ensure compliance with state and federal... ...

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Wells Fargo | West Des Moines, IA

requires compliance with all mortgage regulatory requirements and Wells Fargo's compliance policies... taxing authorities, attorneys, third parties and... ...

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Dovenmuehle Mortgage, Inc. | Lake Zurich, IL

compliance education programs and provides compliance... assigned by the Compliance Manager. TYPICAL EXPERIENCE 3 - 5 + yrs in regulatory compliance and/or legal... ...

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WMS Gaming Inc. | Chicago, IL

for a corporate and regulatory counsel in support of... on compliance with applicable gaming laws and regulations; coordinate preparation of regulatory license... ...

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Ocwen Financial Corporation | West Palm Beach, FL

commitment to regulatory compliance and best industry... seasoned mortgage compliance attorney to oversee the Department’s Regulatory Compliance practice group... ...

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Church & Dwight Co., Inc. | Princeton, NJ

regulatory agencies. • Contribute to FDA regulatory... support to Regulatory Affairs and Compliance Auditing and safety/health functions • Antitrust compliance... ...

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Bank of Albuquerque | Albuquerque, NM

sources such as attorneys and CPA’s. Maintains... external regulatory requirements. This is achieved by: adhering to established compliance/risk management... ...

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