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Jobs > New York, NY > trading compliance officer investment banking > trading compliance officer investment banking in New York, NY (54 jobs)

  1. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

    Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to maintain an effective trading compliance program through risk management ...

    Trading Compliance Officer for Investment Banking Firm arrived Today from Top USA Jobs

  2. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

    New York Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to maintain an effective trading compliance program through risk m ...

    Trading Compliance Officer for Investment Banking Firm arrived Today from TheLadders

  3. Compliance Examinations, Testing & Monitoring

    Top International Investment Bank | New York, NY

    Monitoring in the New York Tri-State Area Institutional international investment bank seeks a Compliance Officer to examine, test, monitor and review their trading desks and business units. In particular, the Compliance Officer will focus on fixed in ...

    Compliance Examinations, Testing & Monitoring arrived Today from TheLadders

  4. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

    Trading Compliance Officer for Investment Banking... will act as a compliance officer for an institutional brokerage and investment banking firm. The primary..

    Trading Compliance Officer for Investment Banking Firm arrived 11 days ago from Employmentsource

  6. Trading Compliance Officer for Investment Banking Firm

    Compliance Search | New York, NY

    Trading Compliance Officer for Investment Banking... will act as a compliance officer for an institutional brokerage and investment banking firm. The primary..

    Trading Compliance Officer for Investment Banking Firm arrived 15 days ago from Compliance Search

  7. Compliance Analyst

    Leading global alternative asset manager | New York, NY

    as an asset-based investment management firm with a... for the Firm's Chief Compliance Officer and other compliance officers and counsel on the compliance team..

    Compliance Analyst arrived 1 day ago from Doostang

  8. Compliance - Monitoring, Surveillance and Investigations

    Compliance Search | New York, NY

    Compliance professional to join a team of Compliance Officers to review of all U.S. investment banking and... or investment advisor; in a regulatory, compliance or..

    Compliance - Monitoring, Surveillance and Investigations arrived 3 days ago from Compliance Search

  9. Senior Regulatory Compliance Officer

    Credit Suisse | New York, NY

    Our Compliance departmen is seeking a Senior Regulatory Compliance Officer for our New York office The... with investment banking, private banking and asset..

    Senior Regulatory Compliance Officer arrived 11 days ago from Credit Suisse

  10. FI Compliance Surveillance/Coverage Officer

    Credit Suisse | New York, NY

    Summary: The Compliance Department is seeking a FI Compliance Surveillance/Coverage Officer The role... with investment banking, private banking and asset..

    FI Compliance Surveillance/Coverage Officer arrived 11 days ago from Credit Suisse

  11. Funds Execution Officer

    HSBC Bank | New York, NY

    reporting, trading and investment management... Investment Trade Support Experience required, Hedge Fund Administration experience a plus General Banking..

    Funds Execution Officer arrived 2 days ago from HSBC Bank

  12. Institutional Compliance

    Response Companies | New York, NY

    Street | Compliance Institutional Compliance Salary: unspecified Our clients, top investment banks... sales and trading) *Investment Banking (control room..

    Institutional Compliance arrived 6 days ago from Response Companies

View all 54 search results for Trading compliance officer investment banking in New York, NY

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