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Jobs > New York, NY > corporate compliance officer > corporate compliance officer in New York, NY (297 jobs)

  1. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

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    Trading Compliance Officer for Investment Banking Firm New York Our client seeks an individual who will act as a compliance officer for an institutional..

    Trading Compliance Officer for Investment Banking Firm arrived Today from TheLadders.com

  2. Fixed Income Compliance Officer

    Global Inter-Dealer Broker | New York, NY

    report to the Chief Compliance Officer and will be... MBS/ CMO/ CLO/ CDO/Corporates/Agencie.. operate in compliance with securities..

    Fixed Income Compliance Officer arrived 5 days ago from Rosenthal Recruiting

  3. Surveillance - Compliance Department

    Global Financial Corporation | New York, NY

    compliance with applicable regulations, policies and procedures -Support senior Compliance officers on... corporate audit department and/or compliance..

    Surveillance - Compliance Department arrived 1 day ago from Rosenthal Recruiting

  4. Bonds Compliance Officer

    International Broker Dealer Firm | Jersey City, NJ

    The Bond Compliance Officer will have previous employment experience with bond trading desk or SRO compliance. The Bonds Compliance Officer must be comfortable..

    Bonds Compliance Officer arrived 3 days ago from TheLadders.com

  6. Corporate Investment Group Market Risk Manager - 0900039233

    Bank of America | New York, NY

    the Corporate Treasury (CT) and Corporate Investment... Finance, Compliance, Legal, Middle Office, Operations, and the CIG Chief Operating Officers group to..

    Corporate Investment Group Market Risk Manager - 0900039233 arrived 7 days ago from TheLadders.com

  7. High-Net-Worth Compliance Officer VP level

    Financial Institution - Wealth Management Team | New York, NY

    Compliance Team consists of senior compliance... to help ensure firm compliance with new requirements. The Compliance Officer VP should have a bachelor's..

    High-Net-Worth Compliance Officer VP level arrived 9 days ago from TheLadders.com

  8. Director of Compliance / Chief Compliance Officer

    Wealth Management Firm | New York, NY

    Compliance New York State A well regarded wealth management firm seeks a Director of Compliance. Firm provides financial counseling to corporate executives..

    Director of Compliance / Chief Compliance Officer arrived 9 days ago from TheLadders.com

  9. Product Delivery Sr Officer - Credit - 0900044485

    Bank of America | New York, NY

    for large corporate clients in Bank of Americas Global Corporate and Investment Bank (GCIB) portfolio. CDP partners with teams across GCIB including Corporate..

    Product Delivery Sr Officer - Credit - 0900044485 arrived 9 days ago from TheLadders.com

  10. Director of Logistics

    Louis Vuitton | New York, NY

    of Director of Logistics based in its New York corporate offices. The Director of Logistics will manage... information to US Officers and review processes when..

    Director of Logistics arrived Today from Jobfox

  11. SR Dir - Records Management - 11420

    The McGraw-Hill Companies | New York, NY

    Compliance Officers of S&Ps regulated businesses in ascertaining that these businesses are in compliance... units and Chief Compliance Officers of S&Ps regulated..

    SR Dir - Records Management - 11420 arrived 16 days ago from TheLadders.com

  12. V.P. IT Risk - Operations and Systems

    IT Company | New York, NY

    Risk/Regulatory/Compli... standards, Methodologies... responsibility to head of Corporate Systems and Sr. Risk Officer. Will create key Risk Indicators (KRI's..

    V.P. IT Risk - Operations and Systems arrived 23 days ago from TheLadders.com

  13. Director of Compliance / Chief Compliance Officer

    Wealth Management firm | New York, NY

    Firm provides financial counseling to corporate executives and high net-worth individuals and families. Services provided to clients include financial planning, tax strategy, estate planning, and insurance strategies. Candidates familiar with complia ...

    Director of Compliance / Chief Compliance Officer arrived Today from TheLadders

  14. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

    Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to maintain an effective trading compliance program through risk management ...

    Trading Compliance Officer for Investment Banking Firm arrived Today from Top USA Jobs

  15. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

    New York Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to maintain an effective trading compliance program through risk m ...

    Trading Compliance Officer for Investment Banking Firm arrived Today from TheLadders

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