This Senior Fixed Income Compliance Officer Job in New york, NY is expired

Jobs > New York, NY > senior fixed income compliance officer > senior fixed income compliance officer in New York, NY (27 jobs)

  1. Senior Fixed Income Compliance Officer

    Institutional Broker / Dealer - Fixed Income | New York, NY

    •  Free salary report

    • Get job alerts
    • Job match test

    Senior level compliance officer needed for Institutional Broker-Dealer to provide regulatory/compliance advice and support to fixed income sales and trading..

    Senior Fixed Income Compliance Officer arrived 12 days ago from TheLadders.com

  2. FI Compliance Surveillance/Coverage Officer

    IvyExec, LLC | New York, NY

    audits Assist senior compliance coverage officer in... trading environment 2+ years experience in fixed income compliance, legal or regulatory functions desired..

    FI Compliance Surveillance/Coverage Officer arrived Today from Ivy Exec

  3. Senior Regulatory Compliance Officer

    Confidential | New York, NY

    Senior Regulatory Compliance Officer (NYC Investment... Client's Compliance department is seeking a Senior Regulatory Compliance Officer for their New York office..

    Senior Regulatory Compliance Officer arrived Today from Resumebook360

  4. Senior Investment Officer

    City National Corporation | New York, NY

    on taxable and tax-exempt fixed income securities as well as equity and fixed income mutual funds, to a... understanding of compliance and regulatory issues..

    Senior Investment Officer arrived 14 days ago from JobCircle.com

  6. Product Delivery Sr Officer - Credit - 0900044485

    Bank of America | New York, NY

    commodities, fixed-income, and cross-train with other... and demonstrate the ability to work with senior officers, business partners, and clients. Understanding of..

    Product Delivery Sr Officer - Credit - 0900044485 arrived 1 day ago from TheLadders.com

  7. NEW POSITION FOR CHIEF ACCOUNTING OFFICER IN PHOENIX, AZ

    Team Hannah Consulting | New York, NY

    position in areas of income, expense, and earnings... costs and compliance with budgets. Issues regular status reports to senior management Familiarity with..

    NEW POSITION FOR CHIEF ACCOUNTING OFFICER IN PHOENIX, AZ arrived 5 days ago from Resumebook360

  8. Senior Risk Management Officer

    JPMorgan Chase & Co | New York, NY

    As a Senior Risk Management Officer for Investment Management Americas, you will work collaboratively with investment areas (Fixed Income and Alternatives) to..

    Senior Risk Management Officer arrived 28 days ago from JobCircle.com

  9. Senior Regulatory Compliance Officer

    IvyExec, LLC | New York, NY

    Researching and responding to regulatory inquiries from FINRA, NYSE, SEC and other securities regulatory agencies in connection with market manipulation, insider trading, trade reporting, etc -Locating and researching documents and information reques ...

    Senior Regulatory Compliance Officer arrived Today from Top USA Jobs

  10. FI Compliance Surveillance/Coverage Officer

    IvyExec, LLC | New York, NY

    Conduct Surveillance across various Fixed Income businesses with focus on interest rate products and structured products (mortgages and asset-backed securities) -Develop an understanding of the systems used by the business units and work with interna ...

    FI Compliance Surveillance/Coverage Officer arrived Today from Top USA Jobs

  11. Senior Fixed Income Compliance Officer

    Institutional Broker / Dealer - Fixed Income | New York, NY

    Senior level compliance officer needed for Institutional Broker-Dealer to provide regulatory/compliance advice and support to fixed income sales and trading businesses covering the following scenarios: US rates sales and trading, emerging markets sal ...

    Senior Fixed Income Compliance Officer arrived Today from TheLadders

View all 27 search results for Senior fixed income compliance officer in New York, NY

Job Search Enhanced by Job Search Enhanced by Indeed

Jobster has many ways to help you find your next job