Senior Fixed Income Compliance Officer

Institutional Broker / Dealer - Fixed Income | New York, NY

Senior level compliance officer needed for Institutional Broker-Dealer to provide regulatory/compliance advice and support to fixed income sales and trading businesses covering the following scenarios: US rates sales and trading, emerging markets s...

Senior Fixed Income Compliance Officer arrived 68 days ago from TheLadders.com

Jobs > New York, NY > senior fixed income compliance officer > senior fixed income compliance officer in New York, NY (33 jobs)

  1. Senior Fixed Income Compliance Officer

    Institutional Broker / Dealer - Fixed Income | New York, NY

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    Senior level compliance officer needed for Institutional Broker-Dealer to provide regulatory/compliance advice and support to fixed income sales and trading..

    Senior Fixed Income Compliance Officer arrived 5 days ago from TheLadders.com

  2. Senior Compliance Officer - b12213

    Global Financial Dervices Firm | New York, NY

    compliance issues - Must be proficient in compliance... working knowledge of fixed income products. - The ability to represent and enforce compliance while..

    Senior Compliance Officer - b12213 arrived 8 days ago from TheLadders.com

  3. FI Compliance Surveillance/Coverage Officer

    IvyExec, LLC | New York, NY

    audits Assist senior compliance coverage officer in... trading environment 2+ years experience in fixed income compliance, legal or regulatory functions desired..

    FI Compliance Surveillance/Coverage Officer arrived 13 days ago from Ivy Exec

  4. Product Delivery Sr Officer - Credit - 0900044485

    Bank of America | New York, NY

    commodities, fixed-income, and cross-train with other... and demonstrate the ability to work with senior officers, business partners, and clients. Understanding of..

    Product Delivery Sr Officer - Credit - 0900044485 arrived 5 days ago from TheLadders.com

  6. VP, Private Bank Compliance

    Financial Services Firm | New York, NY

    that the Senior Compliance Officer and senior... Compliance areas of the PCS Compliance Officer/Analyst... Assist the Senior Compliance Officer to..

    VP, Private Bank Compliance arrived 8 days ago from TheLadders.com

  7. Senior Regulatory Compliance Officer

    IvyExec, LLC | New York, NY

    Researching and responding to regulatory inquiries from FINRA, NYSE, SEC and other securities regulatory agencies in connection with market manipulation, insider trading, trade reporting, etc -Locating and researching documents and information reques ...

    Senior Regulatory Compliance Officer arrived Today from Top USA Jobs

  8. Senior Fixed Income Compliance Officer

    Institutional Broker / Dealer - Fixed Income | New York, NY

    Senior level compliance officer needed for Institutional Broker-Dealer to provide regulatory/compliance advice and support to fixed income sales and trading businesses covering the following scenarios: US rates sales and trading, emerging markets sal ...

    Senior Fixed Income Compliance Officer arrived Today from TheLadders

  9. Senior Fixed Income Compliance Officer

    Institutional Broker / Dealer - Fixed Income | New York, NY

    Senior level compliance officer needed for Institutional Broker-Dealer to provide regulatory/compliance advice and support to fixed income sales and trading businesses covering the following scenarios: US rates sales and trading, emerging markets sal ...

    Senior Fixed Income Compliance Officer arrived Today from Top USA Jobs

  10. Senior Fixed Income Compliance Officer

    Institutional Broker / Dealer - Fixed Income | New York, NY

    Senior level compliance officer needed for Institutional Broker-Dealer to provide regulatory/compliance advice and support to fixed income sales and trading..

    Senior Fixed Income Compliance Officer arrived 5 days ago from Employmentsource

  11. Chief Compliance Officer

    AIG Asset Management Group | Jersey City, NJ

    firm are trained in compliance-related matters and... compliance, NASD and/or SEC audits; Conduct compliance meetings with senior management, registered..

    Chief Compliance Officer arrived 1 day ago from American International Group

View all 33 search results for Senior fixed income compliance officer in New York, NY

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