Trading Compliance Officer for Investment Banking Firm

Top Investment Banking Firm | ,

Trading Compliance Officer for Investment Banking Firm New York Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to mainta...

Trading Compliance Officer for Investment Banking Firm arrived 20 days ago from CFO.com

Jobs > trading compliance officer investment banking (144 jobs)

  1. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

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    Trading Compliance Officer for Investment Banking... will act as a compliance officer for an institutional brokerage and investment banking firm. The primary..

    Trading Compliance Officer for Investment Banking Firm arrived 9 days ago from TheLadders.com

  2. Chief Compliance Officer

    Global Investment Bank | New York, NY

    in an Investment Banking Compliance Management... of the investment banking or securities business., in addition, the chief compliance officer may also have..

    Chief Compliance Officer arrived 13 days ago from TheLadders.com

  3. Product Delivery Officer II - Credit : 0900042663

    Countrywide Financial - NY | New York, NY

    of Product Delivery Officer II (PDO-II) requires a... the credit worthiness of prospective borrowers or trading counterparties and establish appropriate terms..

    Product Delivery Officer II - Credit : 0900042663 arrived Today from Jobfox

  4. Product Delivery Sr Officer - Credit - 0900044485

    Bank of America | Charlotte, NC

    across GCIB including Corporate and Investment Banking, Sales & Trading, Syndications, and Global Treasury... and Investment Bankers, Sales & Trading, Risk..

    Product Delivery Sr Officer - Credit - 0900044485 arrived 9 days ago from TheLadders.com

  6. Capital Markets Technology Services - Senior Manag

    Deloitte Consulting | New York, NY

    investment managers, compliance officers, credit... alternative investments within an investment strategy... Familiarity with the trading, operations..

    Capital Markets Technology Services - Senior Manag arrived Today from Jobfox

  7. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

    Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to maintain an effective trading compliance program through risk management ...

    Trading Compliance Officer for Investment Banking Firm arrived Today from Top USA Jobs

  8. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

    New York Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to maintain an effective trading compliance program through risk m ...

    Trading Compliance Officer for Investment Banking Firm arrived Today from TheLadders

  9. Chief Compliance Officer

    Global Investment Bank | New York, NY

    Current / previous experience with a Broker Dealer / Investment Banking organization Experience with NASD, FINRA, SEC, NYS Banking regulations and applicable regulatory guidelines, etc Experience in Trading / Sales practices and infrastructure requi ...

    Chief Compliance Officer arrived Today from TheLadders

  10. Credit and Mortgages Compliance Analyst

    Premier Institutional Investment Banking Firm | New York, NY

    Division Compliance Analyst is to support a team of Compliance Officers in articulating and maintaining... trading and new issue activity to ensure compliance..

    Credit and Mortgages Compliance Analyst arrived Today from Doostang

  11. Chief Compliance Officer

    Top-tier global services consultancy firm | New York, NY

    CCO of global investment adviser firm managing hedge funds. CCO will also support compliance programs for... compliance experience at SEC registered investment..

    Chief Compliance Officer arrived Today from Doostang

View all 144 search results for Trading compliance officer investment banking

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