Trading Compliance Officer for Investment Banking Firm

Top Investment Banking Firm | New York, NY

Trading Compliance Officer for Investment Banking Firm New York Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to mainta...

Trading Compliance Officer for Investment Banking Firm arrived 36 days ago from TheLadders.com

Jobs > New York, NY > trading compliance officer investment banking > trading compliance officer investment banking in New York, NY (76 jobs)

  1. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

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    Trading Compliance Officer for Investment Banking... will act as a compliance officer for an institutional brokerage and investment banking firm. The primary..

    Trading Compliance Officer for Investment Banking Firm arrived 4 days ago from TheLadders.com

  2. Chief Compliance Officer

    Global Investment Bank | New York, NY

    in an Investment Banking Compliance Management... of the investment banking or securities business., in addition, the chief compliance officer may also have..

    Chief Compliance Officer arrived 8 days ago from TheLadders.com

  3. Capital Markets Technology Services - Senior Manag

    Deloitte Consulting | New York, NY

    investment managers, compliance officers, credit... alternative investments within an investment strategy... Familiarity with the trading, operations..

    Capital Markets Technology Services - Senior Manag arrived 4 days ago from Jobfox

  4. Product Delivery Officer II - Credit : 0900042663

    Countrywide Financial - NY | New York, NY

    of Product Delivery Officer II (PDO-II) requires a... the credit worthiness of prospective borrowers or trading counterparties and establish appropriate terms..

    Product Delivery Officer II - Credit : 0900042663 arrived 4 days ago from Jobfox

  6. Product Delivery Sr Officer - Credit - 0900044485

    Bank of America | New York, NY

    across GCIB including Corporate and Investment Banking, Sales & Trading, Syndications, and Global Treasury... and Investment Bankers, Sales & Trading, Risk..

    Product Delivery Sr Officer - Credit - 0900044485 arrived 4 days ago from TheLadders.com

  7. **CONTROL OFFICER - UBS FINANCIAL SERVICES- NEW YORK, NY**

    UBS Financial Services Inc. | New York, NY

    Control Officer UBS is a leading global financial... & Business Banking, UBS Financial Services Inc. provides customized finance and investment solutions to..

    **CONTROL OFFICER - UBS FINANCIAL SERVICES- NEW YORK, NY** arrived 6 days ago from iHispano.com

  8. Capital Markets Technology Services - Senior Manager

    Deloitte | New York, NY

    investment managers, compliance officers, credit... alternative investments within an investment strategy... Familiarity with the trading, operations..

    Capital Markets Technology Services - Senior Manager arrived Today from 6FigureJobs

  9. Product Controller-Insurance Portfolio

    GMAC | New York, NY

    trading activity. Work performed will provide financial analysis and support for the Chief Investment... portfolio is in compliance with Investment Strategies..

    Product Controller-Insurance Portfolio arrived 18 days ago from ManhattanJobs.com

  10. Trading Compliance Officer for Investment Banking Firm

    Top Investment Banking Firm | New York, NY

    New York Our client seeks an individual who will act as a compliance officer for an institutional brokerage and investment banking firm. The primary responsibility of this position is to maintain an effective trading compliance program through risk m ...

    Trading Compliance Officer for Investment Banking Firm arrived Today from TheLadders

  11. Compliance Officer for Prime Brokerage

    Leading financial services firm specializing in sales and trading, investment banking and brokerage services. | New York, NY

    A position has become available for a Compliance Officer. This fast paced position will be responsible for: - Ensuring that the Firm's Prime Brokerage business operates in compliance with applicable regulations. - Monitoring and documenting the Firm ...

    Compliance Officer for Prime Brokerage arrived Today from Top USA Jobs

  12. Chief Compliance Officer

    Global Investment Bank | New York, NY

    Current / previous experience with a Broker Dealer / Investment Banking organization Experience with NASD, FINRA, SEC, NYS Banking regulations and applicable regulatory guidelines, etc Experience in Trading / Sales practices and infrastructure requi ...

    Chief Compliance Officer arrived Today from TheLadders

View all 76 search results for Trading compliance officer investment banking in New York, NY

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